Two of the most popular licenses are the Series 6 and Series 7 exams. The Series 6 license allows a registered representative to sell only specific types of investment products, whereas the Series ...
The Series 7 license has the broadest reach, allowing holders to sell various securities. FINRA licenses include Series 6 and Series 7. The North American Securities Administrators Association ...
Obtaining the Series 7 license is an important step for many financial advisors on their climb up the career ladder. If you are a boutique advisor, avoid the temptation to be a jack-of-all-trades.