The regulator also listed compliance procedures and Regulation Best Interest in its list of priorities published Monday.

The public offering of Bigbank AS ( Bigbank) unsecured subordinated bonds ( the Offering) ended on Friday, 18 October 2024.

Fellow Fund Manager Hall of Fame inductee Wilson has worked with King on Wilson’s philanthropic brain child Future Generation ...

Chemical Technician Board Exam Result October 2024 – Here is the list of passers as per released by PRC ... that is according to PRC Resolution No. 1728 series of 2023, entitled “Schedule of the ...

In FY 2025, the Securities and Exchange Commission's Examination Division will be closely monitoring for compliance with MSRB Rule G-42 on the core standards of municipal advisors, in addition to ...

In addition to core business practices, examiners will focus on new rules, emerging tech and investor data protection.

SEC Chair Gary Gensler reaffirms the regulator's role in protecting investors amid perennial and emerging industry risks.

As SEC’s examiners dig into advisors’ Reg BI’s duty of care and duty of loyalty obligations, the exam staff expects to focus on advice provided to clients regarding products, investment strategies and ...

The Institute of Company Secretaries of India (ICSI) has released a notification for ICSI members for becoming eligible for membership of Chartered Institute for Securities and Investment (CISI).

Read on to learn more about the Static GK important topics list, question weightage in ... General Knowledge is a common section asked across all railway exams, typically consisting of 10 ...

allowing a CEF to invest its assets in less liquid securities. This enables a well-managed CEF to provide potentially better returns for investors who have relatively long-term investment horizons ...

No significant news for in the past two years. Key Stock Data P/E Ratio (TTM) The Price to Earnings (P/E) ratio, a key valuation measure, is calculated by dividing the stock's most recent closing ...